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Corrective Action Planning & Sustainability: Addressing Examination Findings

As a financial consulting firm, Bridgeforce has helped clients over the years with regulatory compliance and control. We’ve compiled lessons learned and best practices while working on projects ranging from supervisory letter responses to full management of large-scale remediation and performing look-back efforts with sizeable teams.

This paper provides a summary of the different ways an organization can effectively mitigate exam findings by developing a methodical approach to facilitate effective and sustainable solutions. Topics include defining objectives, establishing project infrastructure, creating centralized management of findings, establishing remediation teams and executing corrective actions.

Through our experience across various risk management, operational risk and compliance consulting projects, we’ve found that the right approach to remediation can minimize burden and ensure sustainability if you take the proactive steps and establish a rigorous project management methodology. Download our full white paper, Corrective Action Planning and Sustainability to learn more. If you are interested in reading more about getting ready for an exam, go to part one of this two-part series, Achieving Regulatory Exam Readiness.

Category: Compliance